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Non-Resident Indian (NRI) Venture-Debt Instruments: FEMA Compliance And Crowdfunding Platforms




Nikita Banerjee, LL.B., Jindal Global Law School


ABSTRACT


In this research paper, the regulatory regime applying to Non-Resident Indian (NRI) investments in venture-debt instruments using equity-based crowdfunding platforms under India’s Foreign Exchange Management Act, 1999 (FEMA) is scrutinized1. Analysis aims at scrutinizing FEMA’s categorization and permissibility of financial instruments such as convertible notes, compulsorily convertible debentures (CCDs), optionally convertible debentures (OCDs), and non-convertible debentures (NCDs). The article analyses compliance requirements for Indian startups and NRIs, analysing sectoral limits, minimum investment levels, and procedural reporting measures. It further discusses the nexus of FEMA with the Securities and Exchange Board of India (SEBI) regulations on crowdfunding, discussing regulatory shortcomings and proposing reforms to standardize these frameworks. Judicial rulings and enforcement tendencies detail doable hurdles in compliance. The article ends by providing particular suggestions directed at simplifying FEMA regulations for the purpose of promoting NRI investment in India’s startup ecosystem.



Indian Journal of Law and Legal Research

Abbreviation: IJLLR

ISSN: 2582-8878

Website: www.ijllr.com

Accessibility: Open Access

License: Creative Commons 4.0

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Licensing: 

 

All research articles published in The Indian Journal of Law and Legal Research are fully open access. i.e. immediately freely available to read, download and share. Articles are published under the terms of a Creative Commons license which permits use, distribution and reproduction in any medium, provided the original work is properly cited.

 

Disclaimer:

The opinions expressed in this publication are those of the authors. They do not purport to reflect the opinions or views of the IJLLR or its members. The designations employed in this publication and the presentation of material therein do not imply the expression of any opinion whatsoever on the part of the IJLLR.

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