Firoz Haider Rizvi, (Researcher), LL.M, Khwaja Moinuddin Chishti Language University, Lucknow
Dr. Piyush Kumar Trivedi (Supervisor), Assistant Professor, Khwaja Moinuddin Chishti Language University, Lucknow
ABSTRACT:
This research paper delves into the indispensable role played by regulatory bodies in safeguarding investor interests in India's financial markets. With the evolving complexities of investment landscapes, regulatory oversight is pivotal in ensuring fair, transparent, and efficient market operations. Focusing primarily on regulatory institutions like the Securities and Exchange Board of India (SEBI) and the Reserve Bank of India (RBI), this paper elucidates the regulatory framework, powers, functions, and enforcement mechanisms employed to uphold investor protection. It explores the challenges faced by these regulatory bodies and provides recommendations for strengthening investor safeguards in the Indian financial ecosystem.
Keywords: Regulatory Bodies, Investor Protection, SEBI, RBI, Financial Markets
