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Arbitrability Of Oppression And Mismanagement: Balancing Party Autonomy And Statutory Protections In International Disputes

 



Khushi Rohatgi, Institute of Law, Nirma University


ABSTRACT


The arbitrability of oppression and mismanagement (O&M) claims is at the intersection of private adjudication and corporate governance. Traditionally the sole domain of domestic company law courts, O&M claims have traditionally been perceived as non-arbitral in nature because of their statutory underpinnings and public policy concerns. However, in the increasingly globalized commercial landscape of cross-border shareholder agreements and foreign joint ventures, this doctrinal rigidity is being questioned. This article returns to the arbitrability of O&M disputes, specifically in international scenarios where contractual freedom crosses paths with sophisticated intra-corporate realities. Based on comparative examination of Indian, Singaporean, British, and American jurisprudence, it delves into how jurisdictions trade off arbitral autonomy and the regulatory objectives of company law. It faults the Indian approach for being excessively formalistic that can prevent India from establishing itself as a pro-arbitration regime. In advocating a more functional approach, the paper makes the distinction between the statutorily defined core of O&M claims and their contractual embodiments in shareholder agreements. It suggests a calibrated regime under which some O&M-related disputes—namely those involving contractual terms, deadlock resolution, and minority exit mechanisms—can be considered arbitral without derogating from public policy. By redefining the doctrinal limits of arbitrability, the paper argues that arbitration can be a valid and effective forum for the settlement of international O&M disputes, subject to procedural protection and considerations of public interest.





Indian Journal of Law and Legal Research

Abbreviation: IJLLR

ISSN: 2582-8878

Website: www.ijllr.com

Accessibility: Open Access

License: Creative Commons 4.0

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All research articles published in The Indian Journal of Law and Legal Research are fully open access. i.e. immediately freely available to read, download and share. Articles are published under the terms of a Creative Commons license which permits use, distribution and reproduction in any medium, provided the original work is properly cited.

 

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The opinions expressed in this publication are those of the authors. They do not purport to reflect the opinions or views of the IJLLR or its members. The designations employed in this publication and the presentation of material therein do not imply the expression of any opinion whatsoever on the part of the IJLLR.

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