top of page

Compliance In Transition: The Legal And Financial Challenges Of Fragmented Labour Code Implementation For Corporate Transfers In India




Isha Amin, Advocate


ABSTRACT


The enactment of India's four new Labour Codes, particularly the Industrial Relations Code, 2020 (IRC) and the Code on Social Security, 2020 (CoSS), heralds a foundational restructuring of the legal framework governing employment obligations during corporate restructuring events such as mergers, acquisitions (M&A), and business transfers. This study presents an elaborate analysis of the legislative mechanics that determine successor liability, employment continuity, and operational flexibility within the Indian industrial landscape.


The analysis confirms that the IRC rigidly maintains the principle of "deemed retrenchment" upon a transfer of establishment (IRC Section 73), requiring the mandatory and cumulative fulfillment of three conditions— parity of service terms, recognition of continuous service, and re- employment by the transferee—to avoid substantial compensation liability. A key finding is the IRC’s strategic relaxation of regulatory oversight for mid-sized enterprises by raising the mandatory retrenchment/closure approval threshold from 100 to 300 workers. This shift substantially enhances post-acquisition rightsizing flexibility for approximately 15.97% of the industrial workforce.


Concurrently, the CoSS imposes explicit successor financial liability for accrued social security dues, but strategically mitigates transferee risk through a novel provision that caps liability to the value of the acquired assets. This statutory hedge necessitates sophisticated financial de-risking strategies, including granular indemnification clauses, especially given the CoSS's expansion of the 'Wages' definition, which mandates a minimum 50% statutory base and requires the retroactive quantification of historic financial shortfalls. Finally, the fragmented, state-by-state implementation of the Codes mandates a sophisticated dual compliance model, managing both new statutes and predecessor laws simultaneously, creating significant jurisdictional risk in multi-state transactions.



Indian Journal of Law and Legal Research

Abbreviation: IJLLR

ISSN: 2582-8878

Website: www.ijllr.com

Accessibility: Open Access

License: Creative Commons 4.0

Submit Manuscript: Click here

Licensing: 

 

All research articles published in The Indian Journal of Law and Legal Research are fully open access. i.e. immediately freely available to read, download and share. Articles are published under the terms of a Creative Commons license which permits use, distribution and reproduction in any medium, provided the original work is properly cited.

 

Disclaimer:

The opinions expressed in this publication are those of the authors. They do not purport to reflect the opinions or views of the IJLLR or its members. The designations employed in this publication and the presentation of material therein do not imply the expression of any opinion whatsoever on the part of the IJLLR.

bottom of page