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Corporate Mens Rea And Criminal Accountability: Analysing Fraud Under Section 447 Of The Companies Act, 2013




Bhavya Tripathi, ICFAI University, Dehradun

Dr. Monika Kothiyal, ICFAI University, Dehradun


ABSTRACT


Section 447 of the Companies Act, 2013 represents the most ambitious attempt in the history of Indian corporate legislation to define fraud comprehensively and to attach serious criminal consequences to it. The provision departs markedly from the piecemeal offence-specific approach of its predecessor legislation, introducing a unified definition of fraud that encompasses acts, omissions, concealment of facts, and abuse of position, all anchored in the requirement of an intent to deceive or gain undue advantage. The result is a provision of potentially very wide reach, but one whose practical effectiveness depends critically on the resolution of a question that Indian corporate law has long struggled to answer: how does a company, an entity possessing no mind of its own, form the mens rea that fraud requires? This paper undertakes a critical examination of Section 447, analysing the statutory text, tracing the doctrinal challenges of attributing criminal intent to a corporate entity, and evaluating how Indian courts have approached the attribution question through the identification doctrine and related principles. The analysis draws on comparative insights from the United Kingdom and the United States, where the problem of corporate mens rea has generated a richer body of case law and scholarly debate. The paper identifies key structural weaknesses in the current framework, including the ambiguity of the intent element in the corporate context, the inadequacy of institutional enforcement capacity, the absence of deferred prosecution mechanisms, and the tensions between the provision and constitutional protections. A set of targeted reform proposals is advanced, aimed at making Section 447 an instrument of genuine deterrence and accountability rather than one whose reach exceeds its practical grasp.


Keywords: Corporate fraud; Section 447; Companies Act 2013; mens rea; corporate criminal liability; identification doctrine; SFIO; white-collar crime; criminal accountability; corporate governance.



Indian Journal of Law and Legal Research

Abbreviation: IJLLR

ISSN: 2582-8878

Website: www.ijllr.com

Accessibility: Open Access

License: Creative Commons 4.0

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All research articles published in The Indian Journal of Law and Legal Research are fully open access. i.e. immediately freely available to read, download and share. Articles are published under the terms of a Creative Commons license which permits use, distribution and reproduction in any medium, provided the original work is properly cited.

 

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The opinions expressed in this publication are those of the authors. They do not purport to reflect the opinions or views of the IJLLR or its members. The designations employed in this publication and the presentation of material therein do not imply the expression of any opinion whatsoever on the part of the IJLLR.

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