top of page

Insider Trading And Investor Protection: Evaluating SEBI’s Enforcement Actions (2018– 2024)




Tuhina Chaturvedi (Research Scholar (Law), Rabindranath Tagore University, Bhopal

Dr. Neelesh Sharma, Dean (Law), Rabindranath Tagore University, Bhopal


ABSTRACT


Insider trading poses one of the most persistent threats to the fairness and integrity of financial markets, undermining investor confidence and long- term capital formation. In India, the regulation of insider trading has evolved significantly, culminating in the SEBI (Prohibition of Insider Trading) Regulations, 2015, and their subsequent amendments in 2024, which reflect the regulator’s growing sensitivity to digital-era challenges. This paper examines the historical development of insider trading regulation in India, emphasizing the importance of investor protection, market fairness, and deterrence. It analyzes SEBI’s enforcement actions between 2018 and 2024, highlighting trends such as the detection of digital leaks through social media and messaging platforms, the role of corporate insiders and intermediaries, and the deployment of Structured Digital Databases (SDDs) in investigations. Comparative insights are drawn from the United States and European Union/United Kingdom frameworks, particularly with respect to algorithmic trading, financial influencers, and emerging asset classes such as cryptocurrencies and NFTs. The study underscores the limitations of current laws in addressing cross-border enforcement and digital asset classification, while proposing compliance and governance strategies involving algorithmic monitoring, social media disclosure norms, and strengthened platform accountability. Policy recommendations emphasize harmonization of insider trading definitions across traditional and digital assets, enhanced influencer obligations, and international cooperation. By integrating doctrinal legal analysis with case law study and comparative review, the paper contributes to the discourse on aligning India’s insider trading regime with global best practices, ensuring investor protection in increasingly digitalized markets.


Keywords: Insider trading; SEBI; Prohibition of Insider Trading Regulations; investor protection; social media; algorithmic trading; cryptocurrencies; NFTs; Structured Digital Database; compliance; global regulatory frameworks.



Indian Journal of Law and Legal Research

Abbreviation: IJLLR

ISSN: 2582-8878

Website: www.ijllr.com

Accessibility: Open Access

License: Creative Commons 4.0

Submit Manuscript: Click here

Licensing: 

 

All research articles published in The Indian Journal of Law and Legal Research are fully open access. i.e. immediately freely available to read, download and share. Articles are published under the terms of a Creative Commons license which permits use, distribution and reproduction in any medium, provided the original work is properly cited.

 

Disclaimer:

The opinions expressed in this publication are those of the authors. They do not purport to reflect the opinions or views of the IJLLR or its members. The designations employed in this publication and the presentation of material therein do not imply the expression of any opinion whatsoever on the part of the IJLLR.

bottom of page