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A Critical Study Of The Legal Framework Governing Mergers And Acquisitions In India




Mr. Padam Sharma, Amity Law School, Noida


ABSTRACT


Mergers and acquisitions in India are not discrete events of corporate strategy development, but structural transactions embodying key tensions between the imperatives of capital formation efficiency, minority shareholder protection, competition policy goals and regulatory regimes aimed at balancing competing stakeholder interests. This article offers a critical legal analysis of the regulation of M&A transactions by the Companies Act, 2013, Competition Act, 2002, SEBI guidelines and sectoral approval requirements, which creates a multi-tiered approval process that may not be the most efficient means of delivering certainty for M&A transactions or safeguards for investors and the public. Through doctrinal analysis of legislation, landmark court cases, and international comparative law, this study suggests that procedural complexity is both an indicator of India's regulatory development, as well as a potential obstacle generating regulatory costs, timing risks and opportunities for regulatory arbitrage by savvy parties while leaving loopholes for inefficient stakeholder protection. The real-world consequences of this regulatory framework are drawn-out approval processes deterring foreign investments, divergent valuation practices negatively impacting minority shareholders, retrospective taxation practices triggering perceptions of sovereign risk, and regulatory loopholes. This paper offers in-depth coverage of institutional mechanisms such as the adjudication of National Company Law Tribunal, merger control by Competition Commission, takeover code by Securities Exchange Board of India and sectoral approvals, assessing whether these mechanisms act as gatekeepers or as bureaucratic red tape contributing to cost without corresponding benefit. Finally, recommendations highlight efficiency-enhancing reforms to regulatory processes via single-window approvals, valuation standards harmonisation, clear thresholds for competition law, minority shareholder protection through improved appraisal rights, and enhanced institutional capacity to ensure M&A regulation supports capital formation while aiding in the prevention of market concentration and stakeholder abuse.


Keywords: M&A; corporate restructuring; competition law; shareholder protection; regulation; NCLT; takeover code; Companies Act; Competition Act; valuation.



Indian Journal of Law and Legal Research

Abbreviation: IJLLR

ISSN: 2582-8878

Website: www.ijllr.com

Accessibility: Open Access

License: Creative Commons 4.0

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All research articles published in The Indian Journal of Law and Legal Research are fully open access. i.e. immediately freely available to read, download and share. Articles are published under the terms of a Creative Commons license which permits use, distribution and reproduction in any medium, provided the original work is properly cited.

 

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The opinions expressed in this publication are those of the authors. They do not purport to reflect the opinions or views of the IJLLR or its members. The designations employed in this publication and the presentation of material therein do not imply the expression of any opinion whatsoever on the part of the IJLLR.

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