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The Role Of Public Regulation And Theories Of Corporate Information Disclosure: A Dichotomous Approach To Corporate Information Disclosure And Insider Dealing Regulation




John Musonda

Counsel Collins Nkumbwa, Esq.CIP (NIPA), LLB (UNZA), LLM (UNZA), AHCZ, ASCZ, PhD Cand. Advocate, Lecturer of law and Commissioner of Oaths


ABSTRACT


This article examines the role which the theories of corporate disclosure and public regulation play in ensuring effective corporate disclosure regulation. The article makes a case for public regulation, arguing that the public nature of material information lends support to the view that neglect or failure to publish material information should be enforced through the public machinery rather than through private orderings alone. The article further contends that effective corporate information disclosure and insider dealing regulation requires both robust public enforcement and complementary private enforcement mechanisms. Through an analysis of the Capital Cost Reduction Theory, the Liquidity Enhancement Theory, and the Hydraulic Theory of Disclosure, this article demonstrates that incorporating these theories into the legal framework is likely to result in more effective regulation of corporate information disclosure and insider dealing, thereby promoting market cleanliness, transparency, and investor confidence.


Keywords: corporate disclosure, insider dealing, public regulation, securities market, market integrity, Zambia, Efficient Market Hypothesis.



Indian Journal of Law and Legal Research

Abbreviation: IJLLR

ISSN: 2582-8878

Website: www.ijllr.com

Accessibility: Open Access

License: Creative Commons 4.0

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Licensing: 

 

All research articles published in The Indian Journal of Law and Legal Research are fully open access. i.e. immediately freely available to read, download and share. Articles are published under the terms of a Creative Commons license which permits use, distribution and reproduction in any medium, provided the original work is properly cited.

 

Disclaimer:

The opinions expressed in this publication are those of the authors. They do not purport to reflect the opinions or views of the IJLLR or its members. The designations employed in this publication and the presentation of material therein do not imply the expression of any opinion whatsoever on the part of the IJLLR.

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