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The SEBI Enforcement Architecture: A Case For Doctrinal Recalibration Under Article 14 And Principles Of Natural Justice




Rounak Chakraborty, B.A., LL.B. (H), Amity Law School, Amity University Kolkata


ABSTRACT


The Securities and Exchange Board of India (SEBI) has been vested the power to exercise extensive investigatory, regulatory as well as adjudicatory powers within the securities framework. While such concentration of authority is often justified on grounds of regulatory efficiency and technical expertise, it simultaneously raises grave concerns regarding the transparency, arbitrariness, as well as institutional bias, and procedural fairness under Article 14 of the Constitution of India and the principles of Natural Justice as well as audi alteram partem. This paper examines the SEBI’s enforcement architecture and analyses whether the fusion of these functions within one single institutional framework causes constitutional lapses. The study argues for doctrinal recalibration through structural safeguards, adjudicatory independence, and enhanced procedural fairness mechanisms.


Keywords: SEBI, Article 14, Natural Justice, Regulatory Adjudication, Procedural Fairness



Indian Journal of Law and Legal Research

Abbreviation: IJLLR

ISSN: 2582-8878

Website: www.ijllr.com

Accessibility: Open Access

License: Creative Commons 4.0

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All research articles published in The Indian Journal of Law and Legal Research are fully open access. i.e. immediately freely available to read, download and share. Articles are published under the terms of a Creative Commons license which permits use, distribution and reproduction in any medium, provided the original work is properly cited.

 

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The opinions expressed in this publication are those of the authors. They do not purport to reflect the opinions or views of the IJLLR or its members. The designations employed in this publication and the presentation of material therein do not imply the expression of any opinion whatsoever on the part of the IJLLR.

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