top of page

The Silent Manipulator: Insider Trading & Securities Market




Saptarshi Sengupta & Kanika Gupta, Amity University, Kolkata


ABSTRACT


Insider Trading is the buying and selling of a security of a company by individuals that own material, information that is non-accessible to the public with regards to the company’s inner workings. This includes stocks, or certain options by the corporate insiders and their associates based on the company’s firm.


"The securities laws use 'insider' in different ways," said Marc Fagel, a lecturer at Stanford Law School and former U.S. Securities and Exchange Commission (SEC) regional director. "There are statutory insiders (officers, directors, 10% shareholders) who have certain legal duties, but 'insider' for insider trading purposes is much broader."


Corporate Insiders are those who are employed with the firm (as executives, directors, or sometimes rank-and-file employees) or those who have privileged access to the company firm’s inner circle (such as large shareholders, consultants, accountants, lawyers, etc.) giving them access to valuable information.


Through this paper we will look into the very concept of insider trading and its foundations, illegal vs legal forms while focusing on ethical and economic consequences of information disunity, how insider trading compromises the standard of the playing field which can lead to undue advantages for the informed individuals and potential deformity in the markets.


Keywords: Insider trading, Corporate Firms, Securities, Valuable Information.



Indian Journal of Law and Legal Research

Abbreviation: IJLLR

ISSN: 2582-8878

Website: www.ijllr.com

Accessibility: Open Access

License: Creative Commons 4.0

Submit Manuscript: Click here

Licensing: 

 

All research articles published in The Indian Journal of Law and Legal Research are fully open access. i.e. immediately freely available to read, download and share. Articles are published under the terms of a Creative Commons license which permits use, distribution and reproduction in any medium, provided the original work is properly cited.

 

Disclaimer:

The opinions expressed in this publication are those of the authors. They do not purport to reflect the opinions or views of the IJLLR or its members. The designations employed in this publication and the presentation of material therein do not imply the expression of any opinion whatsoever on the part of the IJLLR.

bottom of page